While in my role leading Marketing Operations at Charles Schwab, we implemented a governance process within the first 12 months of onboarding Workfront. This process consisted of system and group administrators as well as the WF CSM. They would be held monthly and items discuss would range from a ...

I would echo the comments above and add that Workfront by itself will not meet the FINRA requirements from a WORM archival standpoint. However, with a Fusion integration you can definitely connect to a WORM compliant solution so you can satisfy this requirement. When at Charles Schwab, WF was used...